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Commercialization Benchmarks

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The benchmark ratio is the minimum number of Phase II awards the SBC must have received for a given number of Phase I awards, during a specified number of years. This ratio is applied to awards received over the prior 5, or 10 fiscal years. These benchmarks are applicable to Phase I applicants that have received more than 20 Phase I awards during the specified length of period.
 
The number of Phase II awards considered are inclusive of the most recently completed fiscal year, whereas the number of Phase I awards considered exclude the most recently completed fiscal year. For example, if a SBC submits its application in fiscal year 2013, the agency may require that the SBC have received at least 1 Phase II award (during fiscal years 2008 – 2012) for every 4 Phase I awards it has received (during fiscal years 2007 – 2011).

AgencyBenchmark Ratio (PhaseII/PhaseI)Length of Period (Years)
Department of Agriculture0.255
Department of Commerce (NIST)0.255
Department of Commerce (NOAA)0.255
Department of Defense0.255
Department of Education0.2510
Department of Energy0.255
Department of Health and Human Services0.255
Department of Homeland Security0.255
Department of Transportation0.455
Environmental Protection Agency0.2510
National Aeronautics and Space Administration0.255
National Science Foundation0.255